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sneha (none)     01 December 2009

compliance

pls suggest some courses relating to legal compliances.

 



Learning

 5 Replies

Dirgesh kumar sharma (Advocate)     01 December 2009

Hi Sneha

need clearification in Q?

sneha (none)     02 December 2009

i have completed my llb now i want to get into compliance

Raj Kumar Makkad (Adv P & H High Court Chandigarh)     03 December 2009

what do you mean by compliances?

 

You please define legal compliances course first.

Daksh (Student)     10 December 2009

Dear Sneha,

Let me clarify what other members have failed to gauge from your query.  The question of compliance comes when there is a requirement of fulfilling certain statutory obligations by an organization whether it is in Securities business - Compliance has to be carried qua SEBI, NSE, BSE, NSDL etc.  On the HR front the same question crops up qua ESI, PF, Labour Welfare Department i.e. filing periodic return with the authorities,  on the Sectarial front the Company Sectarial Department needs to file the returns and documents with Registrar of Companies in compliance to the statutory information required to be furnished periodically the same is case with finance who deals with RBI, Ministry of Finance and other entities, Basically the question relates to fulfilling furnishing of requisite details to the regulators.  Hope this clarifies the query. All the very best.

Regards

Daksh

Daksh (Student)     10 December 2009

Dear Sneha,

Ooops I forget to clarify the course part.  The details are hereunder 

For Securities : NCFM, MBA (Finance), Company Secretary

For HR : MBA (HR)

Thanks and best regards

Daksh


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