Hereis the simple steps for us to do The LEGAL COMPLIANCE AUDIT process comprises the following steps :
􀂄 Prepare checklists for verification of records.
􀂄 Prepare a list of documents to be checked.
􀂄 Draw up a timetable.
􀂄 Know the people to interact with.
􀂄 Depute the persons to do checking.
􀂄 Commence the LEGAL COMPLIANCE AUDIT process.
􀂄 Review progress at suitable intervals depending upon coverage.
􀂄 Complete the LEGAL COMPLIANCE AUDIT.
􀂄 Make a draft LEGAL COMPLIANCE AUDIT Report.
􀂄 Discuss non-compliances or inadequate compliances for corrective action, e.g. non-filing and late filing of forms.
􀂄 Discuss substantive issues, if any
􀂄 Make final LEGAL COMPLIANCE AUDIT Report. The reporting is done on quarterly basis.